
Role
HEAD, COMPLIANCE
About
Mr. Sie Mao, Head of Compliance, is responsible for maintaining the ethical integrity of the overall management of the bank’s compliance function. His role involves designing compliance plans, guiding and educating management and staff on compliance matters, staying updated on recent regulatory changes, and responding to relevant authorities’ investigations. Mr. Mao ensures that a strong compliance culture is adopted by the bank employees. Additionally, he liaises with the National Bank of Cambodia (NBC) and other regulators, which is an essential component of communication between the bank and regulatory bodies.
Ascending through the ranks in the banking sector, Mr. Mao’s journey began in junior roles and led to his current position as Head of Compliance at APD Bank since 2022 with the official endorsement from National Bank of Cambodia (NBC). His commitment to professional development is evident in his completion of IBF courses, addressing key areas like regulatory compliance risk, FATCA, customer due diligence, and establishing a compliance culture. His academic credentials include bachelor degree of law from Royal University of Law and Economics and complemented by a specialized certificate in “Regulatory Compliance” from IBF.
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